Privacy Policy Summary:

Wegner Asset Management, LLC, an independent registered investment adviser, is committed to safeguarding the confidential information and trust of its clients. All personal information provided is held in the strictest confidence. These records include all personal information that is collected from you in connection with any of the services provided by Wegner Asset Management, LLC. Personal information is never disclosed to nonaffiliated third parties, except as permitted or required by law. Any change to this policy would be prohibited under the law without advising you first. Financial and other personal information that you provide is used to help you meet your personal financial goals, while guarding against any real or perceived infringements of your rights of privacy. The policy with respect to personal information is listed below.

• Employee and agent access to information is limited to only those who have a business or professional reason for knowing, and only to nonaffiliated parties as permitted or required by law. (For example, federal regulations permit us to share a limited amount of information about you with a brokerage firm in order to execute securities transactions on your behalf, or so that our firm can discuss your financial situation with your accountant or lawyer.)

• A secure office and computer environment is maintained to ensure that your information is not placed at unreasonable risk.

• The categories of nonpublic personal information that is collected from a client depends upon the scope of the client engagement. It may include information about your personal finances, information about your health to the extent that it is needed for the planning process, information about transactions between you and third parties, and information from consumer reporting agencies.

• For unaffiliated third parties that require access to your personal information, including financial service companies, consultants, and auditors, strict confidentiality is also required per agreements with them and they are required to keep this information private. Federal and state regulators may review firm and client records as permitted under law.

• Your personally identifiable information is never provided to mailing list vendors or solicitors for any purpose.

• Personally identifiable information about you will be maintained during the time you are a client, and for the required time thereafter that such records are required to be maintained by federal and state securities laws, and consistent with the CFP Code of Ethics and Professional Responsibility. After this required period of record retention, all such information may be destroyed.

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